trực tiếp bóng đá k+Conditions for implementing securities business companies in Vietnam

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1. Conditions for implementing securities business companies in Vietnam

Currently, securities investment is a field that attracts quite a lot of investors because of trực tiếp bóng đá k+ profit that this industry brings. Since then, securities companies have also been established at a significant speed.

trực tiếp bóng đá k+ conditions for trực tiếp bóng đá k+ establishment of securities business are as follows:

- Securities company, Securities Investment Fund Management Company, was granted and operated by trực tiếp bóng đá k+ State Securities Commission before January 1, 2021 to meet trực tiếp bóng đá k+ provisions of Clause 1, Article 135 of trực tiếp bóng đá k+xem bóng đá trực tiếp nhà.

- Enterprise registration documents are received to enter information in trực tiếp bóng đá k+ national information system on enterprise registration when there are all trực tiếp bóng đá k+ following conditions:

+ There are sufficient papers as prescribed invtv5 trực tiếp bóng đá;

+ Having trực tiếp bóng đá k+ contact address of trực tiếp bóng đá k+ person who submits trực tiếp bóng đá k+ enterprise registration dossier;

+ Paying enough enterprise registration fees as prescribed.

- Business registration dossier via electronic network is approved when there are all trực tiếp bóng đá k+ following requirements:

+ There are all papers, and trực tiếp bóng đá k+ content of such papers is fully declared as prescribed in trực tiếp bóng đá k+ paperwork and is shown in trực tiếp bóng đá k+ form of electronic text. trực tiếp bóng đá k+ electronic text name must be placed next to trực tiếp bóng đá k+ name of trực tiếp bóng đá k+ paperwork in trực tiếp bóng đá k+ paper. trực tiếp bóng đá k+ person competent to sign a written request for business registration, a member, founding shareholders, shareholders who are foreign investors, or other individuals signed in trực tiếp bóng đá k+ business registration file can use digital signatures to sign directly on electronic documents or directly sign on paper documents and scan paper documents according to trực tiếp bóng đá k+ formats specified in Clause 2, Article 43 ofvtv5 trực tiếp bóng đá;

+ Enterprise registration information shall be declared on trực tiếp bóng đá k+ national information portal; enterprise registration must be complete and accurate according to trực tiếp bóng đá k+ information in trực tiếp bóng đá k+ records with paper copies; There is information about trực tiếp bóng đá k+ phone number and email of trực tiếp bóng đá k+ applicant;

+ Business registration dossier online electronic information must be verified by digital signatures or business registration accounts of trực tiếp bóng đá k+ competent person to sign a written request for business registration or trực tiếp bóng đá k+ person who is signed by trực tiếp bóng đá k+ competent person to request an authorized enterprise registration to carry out trực tiếp bóng đá k+ procedures for enterprise registration. In cases of authorization to carry out business registration procedures, together with trực tiếp bóng đá k+ enterprise registration dossier, trực tiếp bóng đá k+ papers and documents must be specified in Article 12 ofvtv5 trực tiếp bóng đá.

- Enterprises are not required to stamp trực tiếp bóng đá k+ request for enterprise registration in trực tiếp bóng đá k+ enterprise registration dossier. trực tiếp bóng đá k+ seal for other documents in trực tiếp bóng đá k+ enterprise registration dossier complies with trực tiếp bóng đá k+ relevant law.

Implementation agency: Business Registration Office - Department of Planning and Investment.

Subjects carrying out procedures: individuals and organizations.

Procedure results: Enterprise registration certificate, branch registration certificate.

2. Composition of application for trực tiếp bóng đá k+ establishment of securities business company in Vietnam

- Document establishing securities business:

+ A written request for addition and update of enterprise registration information or written request for addition and update of branch registration information;

+ Copy of establishment and operation license;

+ Copy of tax registration certificate.

- trực tiếp bóng đá k+ person competent to sign a written request for business registration may authorize other organizations and individuals to carry out trực tiếp bóng đá k+ business registration procedure in accordance with trực tiếp bóng đá k+ following provisions:

+ In case of authorization for individual registration procedures attached to trực tiếp bóng đá k+ enterprise registration dossier, there must be a written authorization for individuals to carry out procedures related to trực tiếp bóng đá k+ enterprise registration and a copy of trực tiếp bóng đá k+ authorized legal document. This authorization document is not required to be notarized and authenticated.

+ In case of authorization for trực tiếp bóng đá k+ implementation of business registration procedures, attached to trực tiếp bóng đá k+ enterprise registration dossier, there must be a copy of trực tiếp bóng đá k+ service provider's agreement with trực tiếp bóng đá k+ service organization to carry out trực tiếp bóng đá k+ procedures related to trực tiếp bóng đá k+ business registration, trực tiếp bóng đá k+ organization's introduction letter to individuals directly carrying out procedures related to trực tiếp bóng đá k+ business registration, and a copy of trực tiếp bóng đá k+ legal document of trực tiếp bóng đá k+ individual person introduced.

+ In case of authorization for trực tiếp bóng đá k+ public postal service provider to carry out trực tiếp bóng đá k+ business registration procedure, trực tiếp bóng đá k+ postal staff must submit a copy of trực tiếp bóng đá k+ form to send trực tiếp bóng đá k+ form according to trực tiếp bóng đá k+ form provided by trực tiếp bóng đá k+ public postal service provider with trực tiếp bóng đá k+ signature of trực tiếp bóng đá k+ postal staff and trực tiếp bóng đá k+ competent person signing a written request for business registration.

+ In case of authorization to trực tiếp bóng đá k+ postal service provider, non-public postal post, trực tiếp bóng đá k+ business registration procedure is carried out, and trực tiếp bóng đá k+ authorization is as authorized as an authorization for trực tiếp bóng đá k+ organization.

- Number of documents:01 set.

- Time limit for settlement:Within 03 (three) working days from trực tiếp bóng đá k+ date of receiving a complete and valid dossier.

- Fees and charges:

+ Direct: fee: 50,000 VND.

trực tiếp bóng đá k+ person who establishes an enterprise or trực tiếp bóng đá k+ authorized person to register a business with trực tiếp bóng đá k+ business registration agency in trực tiếp bóng đá k+ following method:

++ Enterprise registration directly at trực tiếp bóng đá k+ business registration agency;

++ Business registration fee: VND 50,000/time.

++ Applicants of enterprises registration fees to pay enterprise registration fees at trực tiếp bóng đá k+ time of submission of enterprise registration dossiers. trực tiếp bóng đá k+ business registration fee may be submitted directly to trực tiếp bóng đá k+ Business Registration office, transferred to trực tiếp bóng đá k+ account of trực tiếp bóng đá k+ Business Registration Office or used using electronic payment services. trực tiếp bóng đá k+ enterprise registration fee is not refunded to enterprises in trực tiếp bóng đá k+ event that trực tiếp bóng đá k+ enterprise is not granted a business registration.

+ Online: fee: 0 dong.

++ Exemption of fee for cases of registration via electronic network.

++ Applicants of enterprises registration fees to pay enterprise registration fees at trực tiếp bóng đá k+ time of submission of enterprise registration dossiers. trực tiếp bóng đá k+ business registration fee may be submitted directly to trực tiếp bóng đá k+ Business Registration office, transferred to trực tiếp bóng đá k+ account of trực tiếp bóng đá k+ Business Registration Office or using electronic payment services. trực tiếp bóng đá k+ enterprise registration fee is not refunded to enterprises in case trực tiếp bóng đá k+ enterprise is not granted a business registration.

+ Postal service: fee: VND 50,000.

trực tiếp bóng đá k+ person who establishes an enterprise or trực tiếp bóng đá k+ authorized person to register a business with trực tiếp bóng đá k+ business registration agency in trực tiếp bóng đá k+ following manner:

++ Enterprise registration directly at trực tiếp bóng đá k+ business registration agency;

++ Business registration fee: VND 50,000/time

++ Applicants of enterprises registration fees to pay enterprise registration fees at trực tiếp bóng đá k+ time of submission of enterprise registration dossiers. trực tiếp bóng đá k+ business registration fee may be submitted directly to trực tiếp bóng đá k+ Business Registration Office or transferred to trực tiếp bóng đá k+ account of trực tiếp bóng đá k+ Business Registration Office or using electronic payment services. trực tiếp bóng đá k+ enterprise registration fee is not refunded to enterprises in case trực tiếp bóng đá k+ enterprise is not granted a business registration.

(Pursuant toCircular No. 47/2019/TT-BTC).

- Form name, declaration form:

+ Application for additional and updating enterprise registration information for enterprises operating under trực tiếp bóng đá k+ establishment and securities business license.

Download sample:Download 

+ Application for additional and updating operational registration information for branches/representative offices/business locations of trực tiếp bóng đá k+ enterprise operating under trực tiếp bóng đá k+ establishment license and securities business/branch of foreign securities company/foreign fund management company in Vietnam.

Download sample: Download 

(Pursuant toThông tư 01/2021/TT-BKHĐT)

3. Order and how to establish a securities business in Vietnam

(1) trực tiếp bóng đá k+ order to establish securities trading companies

- In case of direct registration or postal service:

+ Within 2 years from January 1, 2021, for securities companies, trực tiếp bóng đá k+ Securities Investment Fund Management Company has been granted and operated by trực tiếp bóng đá k+ State Securities Commission before January 1, 2021 that meet trực tiếp bóng đá k+ provisions of Clause 1, Article 135 of trực tiếp bóng đá k+xem bóng đá trực tiếp nhàshall carry out business registration and branch operation registration at trực tiếp bóng đá k+ business registration office where trực tiếp bóng đá k+ company's headquarters is located.

+ When receiving trực tiếp bóng đá k+ dossier, trực tiếp bóng đá k+ Business Registration Office reviews and issues trực tiếp bóng đá k+ business registration certificate.

- In case of registration via electronic network using public digital signatures:

+ Applicants of information declaration, download electronic documents, sign trực tiếp bóng đá k+ enterprise registration dossier via electronic information network, and pay fees for enterprise registration according to trực tiếp bóng đá k+ process on trực tiếp bóng đá k+ national information portal on business registration (https://dangkykinhdoanh.gov.vn).

+ After completing trực tiếp bóng đá k+ submission of enterprise registration, trực tiếp bóng đá k+ applicant will receive a receipt for trực tiếp bóng đá k+ business registration dossier via trực tiếp bóng đá k+ website.

+ In case trực tiếp bóng đá k+ dossier is eligible for enterprise registration, trực tiếp bóng đá k+ Business Registration Office shall issue trực tiếp bóng đá k+ enterprise registration and notify trực tiếp bóng đá k+ enterprise of trực tiếp bóng đá k+ grant of enterprise registration. In trực tiếp bóng đá k+ event that trực tiếp bóng đá k+ dossier is not eligible for enterprise registration, trực tiếp bóng đá k+ business registration office sends a notice via trực tiếp bóng đá k+ network to trực tiếp bóng đá k+ enterprise to request trực tiếp bóng đá k+ amendment and supplementation of trực tiếp bóng đá k+ dossier.

- In case of registration via electronic network using business registration accounts:

+ Applicants using business registration accounts to declare information, download electronic documents, and sign trực tiếp bóng đá k+ enterprise registration records via trực tiếp bóng đá k+ electronic information network and pay for enterprise registration fees and fees according to trực tiếp bóng đá k+ process on trực tiếp bóng đá k+ national information portal on enterprise registration (https://dangkykinhdoanh.gov.vn). In cases of authorization to carry out business registration procedures online on websites using a business registration account, trực tiếp bóng đá k+ authorization document must have trực tiếp bóng đá k+ contact information of trực tiếp bóng đá k+ authorized person to verify trực tiếp bóng đá k+ application for business registration online.

+ After completing trực tiếp bóng đá k+ registration dossier, trực tiếp bóng đá k+ applicant will receive a certificate of business registration via trực tiếp bóng đá k+ electronic information network.

+ Business registration office issues enterprises for enterprises in case trực tiếp bóng đá k+ dossier is eligible and notifies trực tiếp bóng đá k+ enterprise of trực tiếp bóng đá k+ grant of enterprise registration. In case trực tiếp bóng đá k+ dossier is not eligible, trực tiếp bóng đá k+ Business Registration Office shall send notifications via trực tiếp bóng đá k+ website network to trực tiếp bóng đá k+ business to request trực tiếp bóng đá k+ amendment and supplement of trực tiếp bóng đá k+ records.

(2) How to establish a securities business

trực tiếp bóng đá k+ person who establishes an enterprise or trực tiếp bóng đá k+ authorized person to register a business with trực tiếp bóng đá k+ business registration agency in trực tiếp bóng đá k+ following method:

- Registering enterprises directly at trực tiếp bóng đá k+ Business Registration Office;

- Registering enterprises via postal services;

- Registering business online.

(Pursuant toQuyết định 885/QĐ-BKHĐT)

Best regards!

Key word: securities | securities business | securities business companies | in Vietnam |

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