What is time limit for issuing a reminder letter from trực tiếp bóng đá hôm nay euro Vietnam Securities Depository?

What is time limit for issuing a reminder letter from trực tiếp bóng đá hôm nay euro Vietnam Securities Depository?

In Clause 2, Article 6 of trực tiếp bóng đá hôm nay euro Regulation on members clearing derivatives at trực tiếp bóng đá hôm nay euro Vietnam Securities Depository, issued together with Decision 84/QD-VSD in 2022, there is time limit for issuing a reminder letter from trực tiếp bóng đá hôm nay euro Vietnam Securities Depository is as follows:

2. Time limit for issuing reminders

a) For violations specified at Points a, b, d, dd, e and g, Clause 1 of this Article, VSD shall issue a written reminder to trực tiếp bóng đá hôm nay euro clearing member for violations within 01 working day from trực tiếp bóng đá hôm nay euro date of issue. date of trực tiếp bóng đá hôm nay euro violation.

b) For violations specified at Point c, Clause 1 of this Article, VSD will summarize monthly and issue a written reminder to members to clear trực tiếp bóng đá hôm nay euro violation no later than trực tiếp bóng đá hôm nay euro second working day of trực tiếp bóng đá hôm nay euro following month.

In which cases where trực tiếp bóng đá hôm nay euro Vietnam Securities Depository issued a decision to reprimand a clearing member?

In Clause 1, Article 7 of trực tiếp bóng đá hôm nay euro Regulation on members clearing derivatives at trực tiếp bóng đá hôm nay euro Vietnam Securities Depository, issued together with Decision 84/QD-VSD in 2022, there are regulations on cases where trực tiếp bóng đá hôm nay euro Vietnam Securities Depository issued a decision to reprimand a clearing member as follows:

1. VSD issues a decision to reprimand a clearing member in trực tiếp bóng đá hôm nay euro following cases:

a) Failing to contribute in full and/or on time to trực tiếp bóng đá hôm nay euro Clearing Fund as required within 05 working days from trực tiếp bóng đá hôm nay euro deadline for contribution as notified by VSD;

b) Failure to remedy trực tiếp bóng đá hôm nay euro violation of trực tiếp bóng đá hôm nay euro regulations on trực tiếp bóng đá hôm nay euro ratio of using escrow assets before trực tiếp bóng đá hôm nay euro deadline for deposit payment within trực tiếp bóng đá hôm nay euro day as prescribed in trực tiếp bóng đá hôm nay euro Regulation on clearing and settlement of derivative securities transactions of VSD with trực tiếp bóng đá hôm nay euro amount from 03 or more violating accounts;

c) Within 01 month, there are 03 or more violations of position limit on investor's account;

d) Failure to complete trực tiếp bóng đá hôm nay euro reduction of trực tiếp bóng đá hôm nay euro number of futures contracts exceeding trực tiếp bóng đá hôm nay euro position limit within 03 working days from trực tiếp bóng đá hôm nay euro date of receiving trực tiếp bóng đá hôm nay euro notice of violation from VSD, except for trực tiếp bóng đá hôm nay euro case of exceeding trực tiếp bóng đá hôm nay euro position limit due to redefining trực tiếp bóng đá hôm nay euro position. how professional stock investors;

dd) Failing to supplement escrow assets or close positions to reduce trực tiếp bóng đá hôm nay euro utilization rate of escrow assets within 01 working day from trực tiếp bóng đá hôm nay euro date of receipt of VSD's notice of violation;

e) There are 02 or more times within 01 month, VSD has issued a written reminder as prescribed in Clause 1, Article 6 of this Regulation;

g) Insolvency with a shortfall amount exceeding trực tiếp bóng đá hôm nay euro clearing member's own usable margin balance at trực tiếp bóng đá hôm nay euro time of determining insolvency, but trực tiếp bóng đá hôm nay euro support from trực tiếp bóng đá hôm nay euro Clearing Fund does not exceed trực tiếp bóng đá hôm nay euro clearing member's balance of contributions to trực tiếp bóng đá hôm nay euro Clearing Fund;

h) Failing to transfer in full and on time according to trực tiếp bóng đá hôm nay euro notice of VSD for trực tiếp bóng đá hôm nay euro compensation as prescribed at point c, clause 4, Article 11 of Circular 58/2021/TT-BTC;

i) Failing to fully refund trực tiếp bóng đá hôm nay euro payment support from trực tiếp bóng đá hôm nay euro Clearing Fund, trực tiếp bóng đá hôm nay euro Risk Prevention Fund and VSD's capital within 02 working days from trực tiếp bóng đá hôm nay euro date of use;

k) There is not enough money to pay or not enough Government bonds to be delivered within trực tiếp bóng đá hôm nay euro period prescribed by VSD, leading to trực tiếp bóng đá hôm nay euro Government bond futures contract having to be converted to payment for contract performance in trực tiếp bóng đá hôm nay euro form of cash;

l) Failing to fully pay service charges related to clearing and settlement of derivatives transactions within 20 days from trực tiếp bóng đá hôm nay euro deadline for payment according to trực tiếp bóng đá hôm nay euro notice of VSD;

m) Failing to provide complete, accurate and timely information requested by VSD as prescribed in Article 10 of this Regulation;

n) Changing registration information of clearing members without VSD's approval (in case it must be approved by VSD) and/or failing to notify VSD of trực tiếp bóng đá hôm nay euro change (in case VSD's approval is not required) in a period of 10 days from trực tiếp bóng đá hôm nay euro end of trực tiếp bóng đá hôm nay euro time limit for sending a written notice as prescribed in Article 3 of this Regulation;

o) Failing to complete trực tiếp bóng đá hôm nay euro allocation of position profits to investors (in case investors have profits) and/or proceeds from bond sales to investors transferring bonds when paying for trực tiếp bóng đá hôm nay euro performance of bond futures contracts; Government vouchers on trực tiếp bóng đá hôm nay euro day of payment.

What is time limit for issuing reprimand decision of Vietnam Securities Depository?

In Clause 2, Article 7 of trực tiếp bóng đá hôm nay euro Regulation on members clearing derivatives at trực tiếp bóng đá hôm nay euro Vietnam Securities Depository, issued together with Decision 84/QD-VSD in 2022, there is time limit for issuing reprimand decision of Vietnam Securities Depository as follows:

2. Time limit for issuing reprimand decision

a) For violations specified at Points a, b, d, dd, g, h, i, k, l, m, n and o, Clause 1 of this Article, VSD issues a decision to reprimand trực tiếp bóng đá hôm nay euro compensating member. except for violations within 01 working day from trực tiếp bóng đá hôm nay euro date of arising violations.

b) For monthly aggregate violations specified at Points c and e, Clause 1 of this Article, VSD shall issue a decision to reprimand clearing members for violations no later than trực tiếp bóng đá hôm nay euro second working day of trực tiếp bóng đá hôm nay euro following month.

Best Regards!