What is management vtv5 trực tiếp bóng đá hôm nay securities depository accounts vtv5 trực tiếp bóng đá hôm nay depository members at Vietnam Securities Depository?

What is management vtv5 trực tiếp bóng đá hôm nay securities depository accounts vtv5 trực tiếp bóng đá hôm nay depository members at Vietnam Securities Depository?

Pursuant to Article 6 vtv5 trực tiếp bóng đá hôm nay the Regulation on Securities Activities issued together with Decision 114/QD-VSD in 2021, providing for management vtv5 trực tiếp bóng đá hôm nay securities depository accounts vtv5 trực tiếp bóng đá hôm nay depository members at Vietnam Securities Depository as follows:

1. VSD manages the securities depository account vtv5 trực tiếp bóng đá hôm nay VSD at VSD according to the provisions vtv5 trực tiếp bóng đá hôm nay Article 16 vtv5 trực tiếp bóng đá hôm nay Circular 119/2020/TT-BTC .

2. Every month, VSD sends the Depository Account balance information vtv5 trực tiếp bóng đá hôm nay depository members (Form 01/LK vtv5 trực tiếp bóng đá hôm nay this Regulation) in the form vtv5 trực tiếp bóng đá hôm nay an electronic document to the depository account on the first working day vtv5 trực tiếp bóng đá hôm nay the following month. depository members is responsible for confirming the accuracy vtv5 trực tiếp bóng đá hôm nay data in accordance with regulations on reporting regime vtv5 trực tiếp bóng đá hôm nay depository members in the Regulation on depository members issued by VSD.

3. In case vtv5 trực tiếp bóng đá hôm nay necessity, the affiliates may request the conversion vtv5 trực tiếp bóng đá hôm nay electronic documents into paper documents in accordance with the law on electronic transactions in financial activities.

VSD's electronic documents when converted to paper documents are stamped with the following symbols:

What are principles vtv5 trực tiếp bóng đá hôm nay management vtv5 trực tiếp bóng đá hôm nay securities ownership information by investors at the Vietnam Securities Depository?

According to Article 7 vtv5 trực tiếp bóng đá hôm nay the Regulation on Securities Activities issued together with Decision 114/QD-VSD in 2021, principles vtv5 trực tiếp bóng đá hôm nay management vtv5 trực tiếp bóng đá hôm nay securities ownership information by investors at the Vietnam Securities Depository are as follows:

1. VSD manages securities ownership information vtv5 trực tiếp bóng đá hôm nay investors based on:

a. Information about investors is recorded on VSD's system on the basis vtv5 trực tiếp bóng đá hôm nay information provided by depository members when opening a trading account, adjusting information for investors at the request vtv5 trực tiếp bóng đá hôm nay depository members and information vtv5 trực tiếp bóng đá hôm nay other organizations. Issuer (hereinafter referred to as TCH) provided in the securities registration dossier includes: full name, identification information vtv5 trực tiếp bóng đá hôm nay securities owner, type vtv5 trực tiếp bóng đá hôm nay investor, nationality, contact address, number securities trading account symbol;

b. Information about securities owned by investors is recorded by VSD on VSD's system based on the register vtv5 trực tiếp bóng đá hôm nay securities holders vtv5 trực tiếp bóng đá hôm nay the joint stock company managed by VSD and updated information on the basis vtv5 trực tiếp bóng đá hôm nay transactions. arising as payment for securities transactions, custody, transfer vtv5 trực tiếp bóng đá hôm nay securities and transfer vtv5 trực tiếp bóng đá hôm nay ownership vtv5 trực tiếp bóng đá hôm nay securities for transactions outside the securities trading system in accordance with current law.

2. Information to identify securities owners as prescribed at Point a, Clause 1 vtv5 trực tiếp bóng đá hôm nay this Article is the number and date vtv5 trực tiếp bóng đá hôm nay issuance vtv5 trực tiếp bóng đá hôm nay valid papers issued by a Vietnamese or foreign competent authority to the holder. securities are recorded by VSD to track, identify and manage information on securities owners on VSD's system.

a. For domestic individuals: ID card number/citizen identification number and date vtv5 trực tiếp bóng đá hôm nay issue;

b. For domestic organizations and business households: Number vtv5 trực tiếp bóng đá hôm nay establishment decision/Certificate vtv5 trực tiếp bóng đá hôm nay business registration/Certificate vtv5 trực tiếp bóng đá hôm nay business household registration or other equivalent document and date vtv5 trực tiếp bóng đá hôm nay issue;

c. For organizations that are VSD's affiliates: The number vtv5 trực tiếp bóng đá hôm nay VSD's affiliate certificates and the date vtv5 trực tiếp bóng đá hôm nay issue;

d. For foreign investors and foreign-invested economic organizations specified in Clause 1, Article 143 vtv5 trực tiếp bóng đá hôm nay Decree No. 155/2020/ND-CP dated December 31, 2020 vtv5 trực tiếp bóng đá hôm nay the Government detailing the implementation a number vtv5 trực tiếp bóng đá hôm nay articles vtv5 trực tiếp bóng đá hôm nay the Law on Securities (hereinafter referred to as Decree 155/2020/ND-CP), issuers vtv5 trực tiếp bóng đá hôm nay depository certificates in foreign countries: Securities trading code and date vtv5 trực tiếp bóng đá hôm nay issue;

D. For the agency representing the owner is the ministries, ministerial-level agencies, agencies attached to the Government; People's Committees vtv5 trực tiếp bóng đá hôm nay provinces and centrally run cities: Number vtv5 trực tiếp bóng đá hôm nay establishment decision/ decision on divestment/ decision to appoint a representative vtv5 trực tiếp bóng đá hôm nay state capital at the enterprise and date vtv5 trực tiếp bóng đá hôm nay signing the decision;

3. In case the investor is a Vietnamese individual with multiple nationalities, VSD monitors and manages the investor's identifying information on the following principles:

a. In case a Vietnamese residing abroad who has naturalized foreign nationality but still holds Vietnamese nationality may register as a domestic investor and use the valid passport number issued by a competent authority vtv5 trực tiếp bóng đá hôm nay Vietnam for identification information;

b. In case the investor does not choose Vietnamese nationality but chooses foreign nationality, the securities trading code shall be used as identification information;

c. In case an investor who previously registered for foreign nationality when opening an account at depository members wants to re-register as a domestic individual with Vietnamese nationality, adjust information at VSD according to the type vtv5 trực tiếp bóng đá hôm nay domestic investor. and must not use the securities trading code and the previously issued depository account (if any).

d. In case an investor who previously registered for Vietnamese nationality when opening an account at depository members wants to re-register as a foreign individual with foreign nationality, he/she shall register for a securities trading code to adjust information at VSD is according to the type vtv5 trực tiếp bóng đá hôm nay foreign investor and cannot use the previously issued depository account (if any).

4. Every month, VSD sends each customer information on securities ownership vtv5 trực tiếp bóng đá hôm nay each customer ( Form 02/LK vtv5 trực tiếp bóng đá hôm nay this Regulation) in the form vtv5 trực tiếp bóng đá hôm nay an electronic document to the broker on the first working day vtv5 trực tiếp bóng đá hôm nay the following month. In case vtv5 trực tiếp bóng đá hôm nay necessity, the affiliates may request VSD to convert electronic documents into paper documents according to the provisions vtv5 trực tiếp bóng đá hôm nay Clause 3, Article 6 vtv5 trực tiếp bóng đá hôm nay this Regulation.

5. depository members is responsible for comparing information on owning securities vtv5 trực tiếp bóng đá hôm nay itself and each customer at depository members with information on owning such securities at VSD to ensure a detailed balance on the securities depository account. at depository members must match the data vtv5 trực tiếp bóng đá hôm nay securities ownership at VSD as prescribed in Clauses 3, 4, Article 16 vtv5 trực tiếp bóng đá hôm nay Circular 119/2020/TT-BTC and confirm the accuracy vtv5 trực tiếp bóng đá hôm nay the data in accordance with regulations on reporting regime Report vtv5 trực tiếp bóng đá hôm nay depository members in the Regulation on depository members issued by VSD.

What is implementation vtv5 trực tiếp bóng đá hôm nay updating information on opening and closing securities trading accounts vtv5 trực tiếp bóng đá hôm nay investors at Vietnam Securities Depository?

In Article 8 vtv5 trực tiếp bóng đá hôm nay the Regulation on Securities Activities issued together with Decision 114/QD-VSD in 2021, general provisions on updating information on opening and closing securities trading accounts vtv5 trực tiếp bóng đá hôm nay investors at Vietnam Securities Depository as follows:

1. Depository members is responsible for daily updating information on opening and closing securities trading accounts vtv5 trực tiếp bóng đá hôm nay investors made during the day at depository members for VSD in the form vtv5 trực tiếp bóng đá hôm nay electronic documents (Form 03A/LK and 03B/LK vtv5 trực tiếp bóng đá hôm nay the Regulations ).

2. The update vtv5 trực tiếp bóng đá hôm nay information vtv5 trực tiếp bóng đá hôm nay the investor specified in Clause 1 vtv5 trực tiếp bóng đá hôm nay this Article must be completed before the investor conducts deposit, withdrawal, transfer, securities buying/selling transactions, etc. In the course vtv5 trực tiếp bóng đá hôm nay business processing, if it is discovered that information about an investor is not available on VSD's system, VSD shall notify the supervisory authority and the consultant must complete the update vtv5 trực tiếp bóng đá hôm nay investor information on the day vtv5 trực tiếp bóng đá hôm nay receiving the notice from VSD (no later than 16:00 daily).

3. VSD confirms investor information updated by depository members on VSD's system at 8:30, 11:30 and 16:30 on working days. VSD's confirmation information is sent to depository members in the form vtv5 trực tiếp bóng đá hôm nay an electronic document.

4. In case an investor's securities trading account is closed to transfer securities to another affiliate, VSD will only confirm the account closing information on the system after completing the securities transfer, including additional securities (if any) due to exercise vtv5 trực tiếp bóng đá hôm nay rights before the time vtv5 trực tiếp bóng đá hôm nay account settlement.

Best Regards!