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What is cancellation xem bóng đá trực tiếp vtv2 voluntarily clearing membership at Vietnam Securities Depository?

In Article 4, Regulations on clearing members xem bóng đá trực tiếp vtv2 derivatives at the Vietnam Securities Depository, issued together with Decision 84/QD-VSD in 2022, there are provisions on cancellation xem bóng đá trực tiếp vtv2 voluntarily clearing membership at Vietnam Securities Depository is as follows:

1. Clearing members voluntarily apply for cancellation xem bóng đá trực tiếp vtv2 clearing members according to the provisions xem bóng đá trực tiếp vtv2 Point a, Clause 1, Article 28 xem bóng đá trực tiếp vtv2 Circular No. 58/2021/TT-BTC dated July 12, 2021 xem bóng đá trực tiếp vtv2 the Ministry xem bóng đá trực tiếp vtv2 Finance guiding a Articles xem bóng đá trực tiếp vtv2 Decree No. 158/2020/ND-CP dated December 31, 2020 xem bóng đá trực tiếp vtv2 the Government on derivative securities and derivative securities market (hereinafter referred to as Circular 58/2021/TT-BTC) send VSD dossier including:

a) A written request for cancellation xem bóng đá trực tiếp vtv2 clearing membership, made according to Form 08/PS-TVBT attached to this Regulation.

b) Plan to handle position balance, margin assets on proprietary trading accounts and customer accounts xem bóng đá trực tiếp vtv2 clearing members.

2. Dossier xem bóng đá trực tiếp vtv2 request for cancellation xem bóng đá trực tiếp vtv2 voluntary clearing membership shall be made in 1 original set and sent to VSD in person or by post.

3. Within 07 working days from the date xem bóng đá trực tiếp vtv2 receiving the application for cancellation xem bóng đá trực tiếp vtv2 the voluntary clearing membership:

- In case the dossier is complete and valid: VSD sends a written notice to the clearing member about stopping the provision xem bóng đá trực tiếp vtv2 clearing and settlement services for derivative securities transactions and allowing the procedures to cancel the status xem bóng đá trực tiếp vtv2 the clearing member.

- In case the dossier is incomplete and invalid: VSD has a written request to the clearing member to amend and supplement the dossier. In case xem bóng đá trực tiếp vtv2 refusal, VSD must reply in writing and clearly state the reason.

4. From the time xem bóng đá trực tiếp vtv2 cessation xem bóng đá trực tiếp vtv2 providing clearing and settlement services for derivatives transactions according to the written notice specified in Clause 3 xem bóng đá trực tiếp vtv2 this Article, VSD only performs the following operations for clearing members:

a) Offsetting for reciprocal transactions to close positions, pay daily position profit and loss or contract performance payment for existing positions on the account.

b) Transfer xem bóng đá trực tiếp vtv2 position settlement and deposit at the request xem bóng đá trực tiếp vtv2 the client from a clearing member whose status has been canceled to a replacement clearing member.

c) Notify and compare with clearing members about the balance xem bóng đá trực tiếp vtv2 positions and escrow assets on each customer's account.

5. Within 02 working days from the date xem bóng đá trực tiếp vtv2 receiving VSD's notice xem bóng đá trực tiếp vtv2 position balance, margin assets on each customer's account as prescribed at point c, clause 4 xem bóng đá trực tiếp vtv2 this Article, clearing member is responsible for coordinating with VSD to compare and confirm information about position balance, margin assets on each customer's account. In case there is a discrepancy, the clearing member shall send a written notice to VSD for verification and comparison.

6. Within 01 working day from the date VSD issues a document on the cessation xem bóng đá trực tiếp vtv2 provision xem bóng đá trực tiếp vtv2 clearing and settlement services for derivatives transactions, clearing members must disclose information about carrying out the procedures. cancel the clearing member status in order to carry out the procedures for closing or finalizing the client's position and margin assets to another clearing member and closing off all xem bóng đá trực tiếp vtv2 his own trading positions. The time for VSD to make a transfer to finalize positions and escrow assets at the request xem bóng đá trực tiếp vtv2 customers is up to 30 days from the date xem bóng đá trực tiếp vtv2 service stoppage. Records xem bóng đá trực tiếp vtv2 account settlement at the request xem bóng đá trực tiếp vtv2 customers are specified in the Regulation on clearing and settlement xem bóng đá trực tiếp vtv2 derivatives transactions at VSD.

7. After the time limit specified in Clause 6 xem bóng đá trực tiếp vtv2 this Article, for positions and escrow assets xem bóng đá trực tiếp vtv2 customers that have not been settled, clearing members are responsible for agreeing, establishing replacement clearing members and informing them.

8. VSD prepares a list xem bóng đá trực tiếp vtv2 customers who have not yet settled their positions and escrow assets to transfer information to clearing members to open accounts for customers instead. This list does not include accounts that are violating margin usage ratios, position limits; inability to pay; there is a dispute over escrow assets and civil obligations between the customer and the clearing member that the clearing member has confirmed with VSD.

9. Clearing members are responsible for closing mandatory positions and returning escrow assets (if any) to customers whose accounts are in violation xem bóng đá trực tiếp vtv2 margin usage ratio, position limit; inability to pay; there is a dispute over escrow assets and civil obligations between the customer and the clearing member that the clearing member has confirmed with VSD.

10. Within 03 working days from the date xem bóng đá trực tiếp vtv2 receiving the list xem bóng đá trực tiếp vtv2 accounts provided by VSD as prescribed in Clause 8 xem bóng đá trực tiếp vtv2 this Article, the replacement clearing member shall open a margin account for each customer and register Sign account information with VSD for VSD to make the transfer.

11. The order and procedures for transferring and closing positions and deposits are specified in the Regulation on clearing and settlement xem bóng đá trực tiếp vtv2 derivatives transactions at VSD.

12. VSD issues a Decision to cancel the clearing member status and return the assets contributed to the Clearing Fund to the clearing member in accordance with the Regulations on management and use xem bóng đá trực tiếp vtv2 the Clearing Fund for the derivative securities market at VSD and disclose information to the market after clearing members complete the following tasks:

a) Finalize proprietary trading accounts (if any) and settle all accounts xem bóng đá trực tiếp vtv2 clients opened at clearing members or complete the transfer xem bóng đá trực tiếp vtv2 all positions and margin assets xem bóng đá trực tiếp vtv2 clients to clearing members replace.

b) Fully fulfill obligations to VSD as prescribed.

What are forms xem bóng đá trực tiếp vtv2 handling violations for clearing members at the Vietnam Securities Depository?

In Article 5, the Regulations on clearing members xem bóng đá trực tiếp vtv2 derivatives at the Vietnam Securities Depository, issued together with Decision 84/QD-VSD in 2022, stipulates forms xem bóng đá trực tiếp vtv2 handling violations for clearing members at the Vietnam Securities Depository as follows:

1. VSD applies the following forms xem bóng đá trực tiếp vtv2 handling xem bóng đá trực tiếp vtv2 violations to clearing members:

a) Reminder;

b) Reprimand;

c) Suspension xem bóng đá trực tiếp vtv2 clearing and settlement xem bóng đá trực tiếp vtv2 derivative securities transactions xem bóng đá trực tiếp vtv2 clearing members;

d) Cancellation xem bóng đá trực tiếp vtv2 mandatory clearing membership.

2. The form xem bóng đá trực tiếp vtv2 handling xem bóng đá trực tiếp vtv2 violations as prescribed at Points b, c and d, Clause 1 xem bóng đá trực tiếp vtv2 this Article will be announced on the website xem bóng đá trực tiếp vtv2 VSD and reported to the SSC. Clearing members who are handled for violations are responsible for publishing information on the clearing member's own website.

3. The handling xem bóng đá trực tiếp vtv2 violations specified at Points a, b and c, Clause 1 xem bóng đá trực tiếp vtv2 this Article does not apply to clearing members who are in the process xem bóng đá trực tiếp vtv2 canceling clearing members' status.

In what cases does the Vietnam Securities Depository issue a written reminder to clearing members?

In Clause 1, Article 6 xem bóng đá trực tiếp vtv2 the Regulations on clearing members xem bóng đá trực tiếp vtv2 derivatives at the Vietnam Securities Depository, issued together with Decision 84/QD-VSD in 2022, there are regulations on the cases in which Vietnam Securities Depository issue a written reminder to clearing members as follows:

1. VSD issues a written reminder to clearing members in the following cases:

a) Failing to contribute fully and/or fail to contribute on time to the Clearing Fund as notified by VSD;

b) Failure to remedy the violation xem bóng đá trực tiếp vtv2 regulations on the ratio xem bóng đá trực tiếp vtv2 using escrow assets before the deadline for deposit payment within the day as prescribed in the Regulation on clearing and settlement xem bóng đá trực tiếp vtv2 derivatives transactions at VSD with the amount from 02 accounts or less;

c) Within 01 month, there are 02 violations xem bóng đá trực tiếp vtv2 position limit regulations on investor's account;

d) Failing to complete the reduction xem bóng đá trực tiếp vtv2 the number xem bóng đá trực tiếp vtv2 futures contracts exceeding the position limit within 02 working days from the date xem bóng đá trực tiếp vtv2 receiving the notice xem bóng đá trực tiếp vtv2 violation from VSD, except for the case xem bóng đá trực tiếp vtv2 exceeding the position limit due to re-determination xem bóng đá trực tiếp vtv2 the position limit;

dd) Insolvency with the deficit amount not exceeding the usable margin balance xem bóng đá trực tiếp vtv2 the clearing member itself at the time xem bóng đá trực tiếp vtv2 determining the insolvency (including the deposit on the insolvent clearing member's account and self-trading margin);

e) Failing to fully and on time pay service charges related to clearing and settlement xem bóng đá trực tiếp vtv2 derivatives transactions according to the notice xem bóng đá trực tiếp vtv2 VSD.

g) Failing to notify or notify VSD later than the prescribed time limit xem bóng đá trực tiếp vtv2 changes in registration information xem bóng đá trực tiếp vtv2 clearing members (in case VSD's approval is not required) specified in Article 3 xem bóng đá trực tiếp vtv2 this Regulation.

Best Regards!