[null] Main Form of Sanctions for Administrative Violations in the Securities SectorHow are the main forms of sanctions for administrative violations in the securities sector regulated? What constitutes actions that mislead customers and investors about securities prices? What is the authority to record administrative violations in the securities sector?"> Main Form of Sanctions for Administrative Violations in the Securities SectorHow are the main forms of sanctions for administrative violations in the securities sector regulated? What constitutes actions that mislead customers and investors about securities prices? What is the authority to record administrative violations in the securities sector?"> [null]

Hình thức xử phạt chính xử phạt vi phạm hành chính trong lĩnh vực lịch trực tiếp bóng đá hôm nay được quy định như

Main Form of Sanctions for Administrative Violations in đá bóng trực tiếp Securities Sector

How are đá bóng trực tiếp main forms of sanctions for administrative violations in đá bóng trực tiếp securities sector regulated? What constitutes actions that mislead customers and investors about securities prices? What is đá bóng trực tiếp authority to record administrative violations in đá bóng trực tiếp securities sector?

Main forms of administrative violations sanctions in đá bóng trực tiếp field of securities

What are đá bóng trực tiếp main forms of sanctions for administrative violations in đá bóng trực tiếp field of securities according to đá bóng trực tiếp new regulations?

Answer:

Based on Clause 1, Article 4 of Decree 156/2020/ND-CP, which was amended by Point a, Clause 3, Article 1 of Decree 128/2021/ND-CP, đá bóng trực tiếp main forms of sanctions include:

- Warning;

- Monetary fine;

- Suspension of securities trading activities for a period ranging from 01 month to 12 months;

- Revocation of đá bóng trực tiếp right to use đá bóng trực tiếp certificate of registration for đá bóng trực tiếp operation of representative offices and securities practice certificates for a period ranging from 01 month to 24 months. - This clause was amended by Clause 38, Article 1, Decree 128/2021/ND-CP

Conducting acts that cause customers and investors to misunderstand đá bóng trực tiếp price of securities

There is a new regulation on administrative sanctions in đá bóng trực tiếp field of securities. Can you explain how đá bóng trực tiếp act of causing customers and investors to misunderstand đá bóng trực tiếp price of securities is understood?

Answer:

Based on Clause 6, Article 3 of Decree 156/2020/ND-CP, đá bóng trực tiếp content is regulated as follows:

“Conducting acts that cause customers and investors to misunderstand đá bóng trực tiếp price of securities”means intentionally providing customers and investors with information, making judgments, advice, or recommendations that are inaccurate, incomplete, unfounded, or concealing đá bóng trực tiếp truth about đá bóng trực tiếp price or factors affecting đá bóng trực tiếp price of one or more types of securities, leading customers and investors to misunderstand đá bóng trực tiếp price of securities and make wrong investment decisions.

Authority to make minutes of administrative violations in đá bóng trực tiếp field of securities

What are đá bóng trực tiếp current regulations on đá bóng trực tiếp authority to make minutes of administrative violations in đá bóng trực tiếp field of securities?

Answer:

Article 48 of Decree 156/2020/ND-CP, amended by Clause 38, Article 1 Decree 128/2021/ND-CP stipulates đá bóng trực tiếp authority to make minutes of administrative violations in đá bóng trực tiếp field of securities as follows:

- đá bóng trực tiếp titles listed in Article 47 of this Decree, upon detecting administrative violations in đá bóng trực tiếp field of securities and đá bóng trực tiếp securities market, have đá bóng trực tiếp right to make minutes of administrative violations according to regulations.

- Officials of đá bóng trực tiếp State Securities Commission during đá bóng trực tiếp inspection, examination, and supervision of activities related to securities and đá bóng trực tiếp securities market; finance sector officials while performing their duties; officials and public employees; authorized persons executing duties under legal normative documents or administrative documents issued by competent authorities, upon detecting administrative violations prescribed in this Decree, must promptly make minutes of administrative violations as regulated and send đá bóng trực tiếp minutes to đá bóng trực tiếp competent authority for sanctioning.

Sincerely!

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